This intermediate level course addresses key international compliance issues and their control on a global basis. The course is based upon practical real-life global experience of the trainer and public examples of problems in practice. Delegates will be asked to consider the controls and solutions that should be implemented in practice and the problems that are likely to occur.
Participants will be able to understand the key aspects of global compliance and its implications for a financial institution.
Seminar style classroom lectures and up-to-date and relevant case studies will encourage the delegates to participate pro-actively in discussions.
Some basic understanding of financial markets & terminology is recommended. An appreciation of compliance issues would be an advantage.